professional accountants established by the International Federation of Accountants (IFAC) in cases where the FAP has not established or amended its code of ethics for professional accountants in accordance with

fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including

of mutual fund or private fund management, or derivatives investment management company. “ fund ” means mutual fund and private fund. “ investor ” means any person interested in investing in capital

Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended

a subsidiary company, which registered as a juristic person in Thailand under the Civil and Commercial Code on August 29, 2017. The subsidiary operates in real estate development and asset management

orders in a manner that violates SET's rules. {C}'s actions were deemed unfit for investor contact, as he did not use knowledge and expertise as professional. The actions of the three investor contacts

and registered with the Office, whose main objective is to promote and develop securities businesses in the category of investment management; “Customer” means any person who authorizes a management

been approved by and registered with the Office, whose main objective is to promote and develop securities businesses in the category of investment management; “Customer” means any person who authorizes

; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; “Fund manager” means any natural person who is authorized

person, and not being a significant shareholder, controlling person or partner of the provider of professional services thereof. In this regard, the foregoing prohibition does not apply to a case [i] of