. Notification of the Office of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office
of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities
Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities and Exchange
Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9
of 430 million baht. As a consequence, KC was in default on the payment of 350 million baht on those bills of exchange (B/E) (SEC News No. 2/2018 dated Friday, 5 January 2018). The SEC’s further
derivatives brokerage ; In case a person who obtained precious metal derivatives brokerage license is unable to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange