) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance (  ) Other (please

procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the

service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the

of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and

of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and

The amendments to the regulations on offering for sale of bills are in alignment with the revised characteristics of bills deemed as securities, with the key points as follows:   1. Repealing the

, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting

alignment with the product risk. These proposed requirements are in line with regulatory practices applicable to both securities and digital asset business operators. Accordingly, the SEC is conducting

the Association of Securities Companies (ASCO), regarding clients’ short selling transactions. The SET agreed that such review should be conducted in alignment with the current contexts and to ensure