Commission Notification of the Securities and Exchange Commission No. KorThor. 45/2547 Re: Determination of Undertaking which is not Deemed to be A Derivatives Dealer By virtue of Section 3 and Section 9 of
สอบบัญชีดังกล่าวก็จะยังคงมีอยู่ในประกาศฯ ฉบับแก้ไข 3. การที่จะให้ผู้สอบบัญชีพิจารณาใช้วิธี enforecable undertaking กลต.ควรพิจารณากำหนดให้ระบุรายละเอียดให้ชัดเจนเพื่อลดการโต้แย้งระหว่างผู้สอบบัญชีกับ
Re: Determination of Characteristics of Services Not Deemed to Be Undertaking Digital Asset Business in the Category of Digital Asset Custodial Wallet Provider (No. 2) dated 14 December 2023: (https
: Determination of Characteristics of Service Provision Not Deemed to Be an Undertaking of Digital Asset Business in the Category of Digital Asset Custodian (No. 3) (https://publish.sec.or.th/nrs/10310s.pdf
undertaking of digital asset business without license, subject to the offenses under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions
with the Notification of the Securities and Exchange Commission No. Kor Thor. 18/2564 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 11), dated 10 June 2021.
relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital
asset custody, information disclosure, and undertaking of other businesses in contravention of the governing laws and regulations, etc. We also considered other related matters, including the cases where
could not rectify the problem within the specified period, which is deemed non-compliance with Clause 9(3) of the SEC Notification No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives
into a Consent Conditions Undertaking (CCU) with the three investors, which resulted in an obligation for PACE to repurchase a certain amount of the preferred stocks. Because the CCU may cause a