. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange
; 10 (6) finance companies; 4 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 2
Finance Corporation of Thailand; 9(5) commercial banks; 10(6) finance companies; 4 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and
Notification shall come into force as from 16 December 2004. Notified this 22nd Day of December 2004. Somkid Jatusripitak (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange
(Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission (Translation) Internal Control System to Prevent the Misuse of Client’s Assets Chapter 1 Management
and Granting of Permission to Securities Companies to Establish Branch Offices _____________ By virtue of Section 16/6 and Section 92 of the Securities and Exchange Act B.E. 2535 (1992) as amend by the
customer to use service from other securities company. Notified this 2nd day of April 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason
this 2nd day of April 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Note: The reason for issuing this Notification is that the derivatives broker