UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS (issued by CIS Operator) 9. A fee of THB100,000 (VAT exclusive) [ ] [ ] - Bank draft
requests for the postponement of the consideration and where the arbitrator deems it appropriate to postpone the consideration, such postponement shall not exceed two times. The arbitrator may charge the
) - 9 - reasons in writing before the commencement of the consideration, the arbitrator, if deems it appropriate, may consider the case on one-sided basis. In cases where the respondent requests for the
to renew an approval to be investor contact. In case the investor contact obtained approval for renewal requests for the letter showing the result of the renewal application referred in the second
such applicant does not intend to renew an approval to be investor contact. In case the investor contact obtained approval for renewal requests for the letter showing the result of the renewal
of person qualified to be fund manager requests for the letter showing the result of the renewal application referred in the second paragraph, such person shall submit the request form as prescribed in
instrument, except where the evidence is provided by the system of a securities depository center. Clause 24 Subject to the rules under Clause 23, in case a unitholder requests the trustee or the securities