amendments to the handling of conflicts of interest rules to improve efficiency of the securities offering process, which include preventive measures and disclosure measures to support investors
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For
, and to increase intermediaries? flexibility and efficiency in providing investment services conducive to fair competition with foreign counterparts.The hearing covers draft rules on provision of
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules concerning offshore offering of convertible debentures to boost efficiency and provide more accurate, clear and
gratuity to the informer or the arrestor regarding the offences of insider trading or market manipulation to enhance enforcement efficiency. The proposed regulations provide instructions for giving
at promoting and developing e-Filing service to facilitate and broaden channels for the financial statements submission. The project is expected to bring about more efficiency information service and
baht appreciation through the imports of material, equipment and machinery. ?The fund inflows drawn into those infrastructure projects would directly increase production capacity and efficiency
fine paid to the court or as ordered by the Settlement Committee. Vorapol Socatiyanurak, SEC Secretary-General said, ?The bounty and gratuity regulations will support enforcement efficiency, raise
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies