deliver the information and documents under (1) and (2) to the other securities companies. For the purpose of the first paragraph, the term “other securities companies” means a company licensed to undertake
that the securities company is obliged to notify and deliver the information and documents under (1) and (2) to the other securities companies. For the purpose of the first paragraph, the term “other
foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the
hereto. I hereby certify that all of the aforementioned documents contain the information which is correct, accurate and complete in all respects. I also certify further that the said documents neither
who is independent from the responsible person for managing information security incidents under (2); (7) maintain all documents related to the management of information security incidents at least two
Report Form 69-1 1 September 2020 Note : This annual registration statement / annual report (Form 56-1 One Report) contains minimum information required to be disclosed by the issuing company (“Company
Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note: This annual registration statement / annual report (Form 56-1 One Report) contains minimum information required to be disclosed
information for consideration. The documents should be delivered before the meeting date at least as minimum requirement period by the regulations. 13.5 The company provides minutes of board of directors