accordance with the specified qualifications and prohibited characteristics. In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training
required to pass additional examination or training relating to asset allocation.The draft regulation and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested
information on their CFOs and accountants with regard to their education, accounting training and work experiences.The new qualification criteria would build a robust foundation for qualified CFOs and
personnel for each unit especially for the investment management division which should have at least 2 fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each
(Unofficial Translation) 1. Human resources planning of each unit should demonstrate the adequate amount of personnel for each unit especially for the investment management division which should have at least 2
management under the supervision of the Enterprise Risk Management Division, Credit Risk Management Sub-committee and Risk Management Committee, to maintain risks within KBank’s risk appetite. . Market Risk
and Enterprise Risk Management Division, to maintain risks within prudent limits. 2.3 Liquidity Risk Management Overall liquidity in the Thai banking system in this quarter slightly tightened from
assessing possible impacts, placing 5 importance on efficient risk management under the supervision of the Enterprise Risk Management Division, Market Risk Management Sub-committee and Risk Management
rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by