material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client

phone, the investment consultant must keep complete record of those orders as evidence for examination and source of orders. In this regard, the SEC urges the clients not to assign the investment

investment advice or investor contact.  Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not

Exchange Commission concerning examination and disclosure of units of foreign collective investment scheme; (2) being units offered for sale only to institutional and high net worth investors. Clause 5. In

Examination (CMFAS exam) ส่วนหลักสูตร product knowledge ของประเทศไทยที่ MAS ยอมรับคือหลักสูตรการทดสอบ สำหรับผู้ติดต่อกับผู้ลงทุนประเภท ข ด้านหลักทรัพย์1 (Module 1 of the Investor Contact Competency

30, 2018 is equal to Baht 2.88 million. The company intended to develop this plot of land for sale in accordance with the company policy to conduct real estate development through ACC Landmark Company

the group which is entitled to develop Tourist Facilities on Emboodhoo Lagoon in the Republic of Maldives, for the part that Boonrawd Group has the right to develop (the "Project Crossroads Phase 2

for sales management and system development to support the work of sales channels in the future. Translation .../2 - 2 - (5) Purpose of transaction : To manage sales and develop the system to support

102.27 points.Mrs. Pornanong Budsaratragoon, Secretary-General, the Securities and Exchange Commission (SEC), said: "As a governmental agency to promote, develop and supervise the Thai capital market

more.About SECThe Securities and Exchange Commission, Thailand (SEC) is a state agency established by virtue of the Securities and Exchange Act B.E. 2535 (1992), with the main duties to promote, develop and