Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified)

Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities

deposited with other securities companies or deposited with the securities depository. Clause 3. A securities company may undertake short sales for itself or for a customer only in the following cases: (1

deposited with other securities companies or deposited with the securities depository. (Translation) - 2 - Clause 3. A securities company may undertake short sales for itself or for a customer only in the

submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had

แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ Form 69-FD-MTN Form 69-FD-MTN : Use for Offers for Sales of Debt Securities under Medium Term Note Program (MTN Program) Part 1 : Form 69-FD-BASE is the

..) Liabilities 12. Borrowings 13. Securities sold under repurchase agreements 14. Payable to Clearing House 15. Securities business payable and derivatives business payables 16. Debentures and debt instruments 17

payables 16. Debentures and debt instruments 17. Other derivatives liabilities 18. Provision 19. Other liabilities Total liabilities Shareholders’ equity 20. Share capital 20.1 Authorized share capital 20.2

business payables 16. Debentures and debt instruments 17. Other derivatives liabilities 18. Provision 19. Other liabilities Total liabilities Shareholders’ equity 20. Share capital 20.1 Authorized share

Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)