จำหน่ายหลักทรัพย์ที่เป็นหน่วยลงทุน (Limited Broker Dealer and Underwriter: LBDU) และตรวจสอบเพิ่มเติมพบว่า นางสาวสุนิสา แย้มสันเทียะ ซึ่งเป็นผู้แนะนำการลงทุนด้านหลักทรัพย์ทุจริตยักยอกเงินลูกค้า โดยปลอม
TMB Bank Public Company Limited (TMB). According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa
case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC
unlicensed broker-dealer securities business under the names of Benson Dupont Capital Management and Morgan Pacific, which sold shares of five listed companies in the U.S. to investors benefitting from trading
Design and Manufacturing Co., Ltd. which has no relationship with the Company and is not a related party. General Characteristic of the transaction Enter into Contract to buy and sell of Land and Buildings
Characteristic of the transaction Enter into Contract to sell of Land and Buildings pricing as per condition total Baht 240,000,000. Size of Transaction Transaction size is 14.40% of total assets of the Company as
of more than 75 percent of all voting shares; (12) a foreign investor of similar characteristic as the persons defined under Section 3 of the Derivatives Act, B.E. 2546 (2003) or those under (1) to (11
) Board of Directors 1. Mr. Apichai Taechaubol 2. Mr. Anukul Ubonnuch 3. Mr. Krittawat Taechaubol Source of Investment fund From the working-capital of the Company Connected transaction characteristic This
. ___________________________ Note: The misconduct of the investment consultants, one of whom was also branch manager, is a violation of Clause 23(2), and a prohibited characteristic of capital market personnel under Clause 31
. _____________________________Remark: * Clause 23(2) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor