same group, etc. This is to maintain investor protection suitable for potential investment risks.In this regard, there are certain requirements for trading on the SMEs Board. For example, the trading
the following business day of the transaction date; (2) in case of transaction in respect of trading derivatives, the confirmation statement shall be sent out within the following business day of the
time as specified in the following subclauses: (1) in case of transaction in respect of trading shares, the confirmation statement shall be sent out within the following business day of the transaction
trading orders in a manner consistent with price manipulation in two incidents during July 2017 – June 2018. They are: (1) Mr. Satit Viddayakorn, (2) Mr. Sirivat Voravetvuthikun, (3) Miss Pallapa
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
the rate of 0.001 percent of the trading value, regardless of whether such trading is for clients’ accounts or proprietary account, deducted by the following items: (a) the trading value derived from
Exchange shall be at the rate of 0.001 percent of the trading value, regardless of whether such trading is for clients’ accounts or proprietary account, deducted by the following items: (a) the trading value
Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to