areas such as customer-asset custody and Know Your Customer (KYC) / Customer Due Diligence (CDD) criteria, etc. These efforts will keep an appropriate balance between development and supervision in the

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that

have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual

worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities

นางสาว ชื่นกมล กองแก้ว ชื่อขณะกระทำผิด (น.ส. ชื่นกมล กองแก้ว) ผู้แนะนำการลงทุนด้านหลักทรัพย์ เสนอขายกองทุนรวมที่ไม่เหมาะสมกับข้อมูลผู้ลงทุน (customer profile) และไม่ได้อธิบายให้ผู้ลงทุนเข้าใจในกองทุน

connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers' digital assets with digital

. However, if the Company relies on any customer or supplier who has a significant influence on the survival of the Company, such information shall be disclosed as a risk factor. Any reliance exceeding 30

major customer in the future. Then, the Company had entered the agreement with those entity by set up the strict payment conditions. At the present, 10% of the program right fee has been collected and the

hereto. Please be informed accordingly. Sincerely yours, (Ms. Warangkana Kalayanapradit ) Assistant to Chief Executive Officer 1 Information Memorandum on the Acquisition of Assets (Class 1) of Nation

attached. Please be informed accordingly. Sincerely yours, -Signature- (Miss Nilrat Jarumanopas) Chief Financial Officer Authorized to sign on behalf of the Company Information Memorandum on Disposition of