registration statement (if any), must emphasize on information of the issuing branches, either short-term or long-term debt securities, to better reflect credit risk.Also, to ensure adequate information for
suggestions gathered from the previous hearing on the principles of the said rules conducted in January. Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of
on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s
าหน้าที่ได้ โดยไม่จ าเป็นต้องทดสอบผ่านทุกประเภทตราสารตามแบบเดิม อันจะ ท าให้เพิ่มจ านวนผู้แนะน าการลงทุนในตลาดทุนมากขึ้น 2.5 การอบรมเพื่อต่ออายุการให้ความเห็นชอบ (refresher course) (เอกสารแนบ 3
Certificate of Training Organization Approval from the Civil Aviation Authority of Thailand (CAAT). The newly certified courses are; Private Pilot Airplane Course Refresher and Re-qualification Training
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial
due course.