from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the

of outstanding work made by 40 volunteers under the shareholders? rights protection campaign launched by the TIA in the past years. This aimed at encouraging them to perform their work efficiently

failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

) Mr. Sakesan Baisak and (3) Mr. Partheep Chinsangtip jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and

(2) Mr. Sakesan Baisak and (3) Mr. Partheep Chinsangtip jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and

. Patiphat Supasirisin and (3) Mr. Partheep Chinsangtip jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and obtained

) Mr. PICHET SUPAKIJJANUSAN Reporter Common Share 31/03/2022 2,000,000 - Transfer Link L.P.N. DEVELOPMENT PUBLIC COMPANY LIMITED (LPN) Mr. SURAWUT SUKCHAROENSIN Spouse / Cohabiting Couple (Pin

) Mr. KAWEECHAI LERTASSAVARAT Reporter Warrant 29/06/2023 20,000 1.72 Purchase Link EKACHAI MEDICAL PUBLIC COMPANY LIMITED (EKH) Mr. METHA VANADILOK Spouse / Cohabiting Couple (Smorn Vanadilok) Common

/ Cohabiting Couple (Mrs.Duangchai Trakulchang) Common Share 07/07/2023 700,000 16.23 Purchase Link PATRANGSIT HEALTHCARE GROUP PUBLIC COMPANY LIMITED (PHG) Mr. KRISHRAT TRAKULCHANG Reporter Common Share 07/07