Company Limited (“the Company”) would like to submit the management discussion and analysis of the operating results for the first half of 2020 ended June 30, 2020 as follows: Revenue from Software
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of Operation of Agricultural Futures Trading Business by Derivatives
Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to Experiment and Develop Innovation In
Bangkok, September 5, 2011 - The SEC has suspended two investor contacts, (1) {A} for not taping the conversation made with client on trading orders and (2) {B} for interfering with client's assets
launch of ?The Pride in Thai Innovative and Creative Businesses? Project, aiming to promote raising fund through capital market for innovative and creative businesses. The application period will last
: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1©Copyright รวมลงิกค์ูม่อืการสมคัร Digital ID และการพสิจูน ์ยนืยนัตวัตน • วิธีการใชง้าน Application ทางรฐั ลิงก์ • วิธีการลงทะเบียน
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
for such trading was made from the client account by {A} without the knowledge of the client.The {B} case was also lodged by an investor. The SEC's finding from an examination of conversation records