May 29, 2020 However, Mr. Chumroen prepared and disclosed the report (Form 59-2) to the SEC office on February 14, 2020 and June 9, 2020 which means Mr. Chumroen failed to prepare and disclose the
, and the six-month periods ended 30 June 2021 within 31 May 2021, 31 May 2021, and 30 September 2021, respectively. However, JCKD prepared and submitted the financial statement for the year 2020, the key
prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the
, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. On
Group Lease Public Company Limited Group Lease Public Company Limited, a securities issuer, prepared and submitted the inaccurate audited financial statements for the year 2020 and the management
proportion of among all sharesholders, changes holdings of UV securities on March 4 to 13 2020. However, Mr. Thapana prepared and disclosed the the report (Form 59-2) to the SEC office on March 19, 2020 which
proportion of among all sharesholders, changes holdings of UV securities on March 4 to 13 2020. However, Mr. Pranote prepared and disclosed the the report (Form 59-2) to the SEC office on March 19, 2020 which