person having the following qualifications intends to participate in a regulatory sandbox, the person shall submit an application for approval to the SEC Office together with accurate and complete
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
Public. In this regard, the SEC Office shall consider the application for approval within thirty days from the date on which the SEC Office receives the application together with the complete and accurate
the Office’s electronic work system within thirty days as from the date the Office receives complete and accurate application and supplemental documents. In case the Office refuses to grant approval for
person obtained an approval for renewal in the Office’s electronic work system within thirty days as from the date the Office receives complete application and supplemental documents. In case the Office
disclose the name of person obtained an approval for renewal in the Office’s electronic work system within thirty days as from the date the Office receives complete application together with supplemental