retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2
years prior to the application date. In case the applicant is the Manager of the management company or any person holding equivalent position called otherwise who take the highest responsibility in the
application for a license and the granting of a license to provide services as a securities registrar, which is subject to other specific rules governing such matter as prescribed by other Notifications. Clause
upon the dissolution of the company; (5) the approved foreign entity shall file an application to Thai Bond Market Association for registration of the issued and offered debt securities within thirty
approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the