operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes
scheme that such person would be able to buy or sell ETF units with mutual fund management company or operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
Exchange, and Derivatives Clearing House 28/07/2005 16/08/2005 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand SEC Help
ตลาดหลักทรัพย์ฯ โดยมีเงื่อนไขให้ตลาดหลักทรัพย์ฯ ยกเว้นค่าธรรมเนียมการแปลง (trading fee และ clearing fee) จาก บล. สำหรับการแปลง NVDR เป็นหุ้นสามัญของผู้ลงทุนไทยทั้งนี้ การยกเว้นค่าธรรมเนียมดังกล่าว มีผล
already been put in place to handle situations that may affect business operation and to reaffirm readiness of the stock exchange, the debt market and the derivatives market, including the clearing and
areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial