List of approved investment analysts / investment consultants
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's
averaging (DCA) investment scheme. Those who are interested to join the campaign can start with the opening of a mutual fund account, making initial investment of 5,000 baht or more, joining the monthly
LM Investment Management Limited Website: www.LMaustralia.com : Unlicensed securities and derivatives business (Disclosure Date : 17/04/2013)
Facebook page Real Estate Investment Analysis : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
Facebook Page ชื่อ Investment in Funds : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook page ชื่อ Investment AMATA TH : Unlicensed securities and derivatives business (Disclosure Date : 31/07/2023)
Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
Facebook Page ชื่อ Low risk investment : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)