client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

authorization that {A} had obtained  to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants  can send trading orders only when obtaining instructions from

conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives

the transmission http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22/2021 Dated 21/07/2021 K.C. Property Public Company Limited K.C. Property Public Company Limited, a

Company Limited, a listed company, failed to prepare and submit the audited financial statements for the year 2018 through the transmission http://market.sec.or.th/public/idisc/en/Enforce Settlement

came from revenue from transmission and telecommunication tower and revenue from sales of electricity. In Q1-2020, The Group reported revenue from transmission and telecommunication tower and revenue

international transmission of major international exchanges volatilities was illustrated by the global financial market risks proxied by risk indicator (VIX Index), commodity prices (oil and gold) and difference

information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and

to Item 11]. 4. Management of the computer network systems and information transfer: - communications security [Referring to Item 9] - information transfer [Referring to Item 9.2] 5. Protection against