with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

authorization from his client and made SBL trading decisions for the client when there was profit or risk with the client's account. He then informed his client via telephone with regard to the profit and loss on

and ethic as well as deny any clients? authorization to trade securities or derivatives on their behalves."

member jurisdiction to offer CIS constituted and authorised in that jurisdiction ("ASEAN CIS") to retail investors in other member jurisdictions under a streamlined authorization process. The signatories

Company to borrow the money in the amount of 150,000,000 Baht from Property Perfect Public Company Limited which is the major shareholder of the Company and holds 2,365,334,314 shares, equivalent to 94.97

. (LH) holds 100% shares, as “Employee” 2. Siam Retail Development Co., Ltd. (SRD) as “Employer” Connected parties Mr. Anant Asavabhokhin is a major shareholder of LH, holding 24% shares, and also a major

Manufacturing Co., Ltd. Major shareholder is Okuno- Auromex (Thailand) Co., Ltd., which major shareholder is Mr. Swaek Prakitritanon, which has no relationship with the Company and is not a related party. General

Land and Houses PLC. (LH) holds 100% shares, as “Employee” 2. Siam Retail Development Co., Ltd. (SRD) as “Employer” Connected parties Mr. Anant Asavabhokhin is a major shareholder of LH, holding 24

Plc. (LH) holds 100% shares, as “Employee” 2. Siam Retail Development Co., Ltd. (SRD) as “Employer” Connected parties Mr. Anant Asavabhokhin is a major shareholder of LH, holding 24% shares, and also a

and its subsidiaries according to the Notification of the Capital Market Supervisory Board No. Tor Jor. 21/2551 Re: Criteria for Connected Transaction) หนา้ 2 Shareholder Shareholder After No. of share