, securities analysis, solicitation or provision of advice relating to securities, management of a securities business, management of customers’ assets in securities business, or any other positions or nature of
submit reports on investment in or disposition of assets which requires transferring of the securities company’s money out of or into the country. Such reports shall be prepared and submitted as per the
securities company shall prepare and submit reports on investment in or disposition of assets which requires transferring of the securities company’s money out of or into the country. Such reports shall be
investment tokens and other types of digital assets, with regulatory oversight under the securities regulations (a public consultation will be conducted on draft regulations for digital asset investments of
, which is a securities company under the law on securities and exchange, with no responsibility to maintain its net liquid capital adequacy, such person shall have liquid assets not less than one hundred
) Other liquid asset specified by the Notification of the Office. In this regard, liquid assets as in (a) (b) (c) and (d) must be assets without encumbrance. “Office” means Office of the Securities and
, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in the category of
securities brokerage, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in