gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions

select appropriate products for an investor and to monitor and rebalance the portfolio on a constant basis. The rules having been issued are to facilitate the prompt provision of the wealth advice

paper form. In many cases this will result in their https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...

beneficiaries. Such challenges cannot https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...

adverse incidents;            (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar

SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the

situation will not affect the assessment conducted on listed companies, asset management companies or REIT managers regarding this subject

& Transparency Assessment (ITA), which is conducted on governmental agencies.” Said Secretary-General Ruenvadee.  ______________________     

. In addition, the SEC reiterates that listed companies should take action and consider various factors relevant to digital asset investment. For example, risk assessment and potential impacts, measures

Scorecard Assessment whose results are expected for announcement in early 2020. ACMF members also used this opportunity to share experiences and pools of knowledge on digital asset oversight to prepare for