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Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10433

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

deadline extension will help a lot of personnel in the capital market business whose approval will expire by the end of this year as well as other affected parties, from business operators to training

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

SEC files criminal complaint and revokes capital market auditor’s approval for failing to comply with auditing standards, thereby facilitating fraud and falsification of financial statements of STARK

therefore resolved to revoke the approval of Mr. Nantawat as a capital market auditor for a period of six years. However, as Mr. Nantawat’s approval as a capital market auditor has been terminated due to his

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12704

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

หนังสือชี้ชวนกองทุนรวม - ES-GRR : กองทุนเปิดอีสท์สปริง Global Real Return

บริษัท หลักทรัพย์จัดการกองทุนอีสท์สปริง (ประเทศไทย) จำกัด|กองทุนรวมฟีดเดอร์ | วันที่เสนอขาย : 03/11/2557 - 14/11/2557

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0706&PYR=2557

หนังสือชี้ชวนกองทุนรวม - KT-ARB : กองทุนเปิดเคแทม Absolute Return Bond

บริษัท หลักทรัพย์จัดการกองทุนกรุงไทย จำกัด (มหาชน)|กองทุนรวมฟีดเดอร์,กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 02/05/2566 - 12/05/2566

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0062&PYR=2566

Mutual Fund Prospectus - PHATRA EQ LINK6M4 : PHATRA EQUITY INDEX LINKED COMPLEX RETURN 6M4 FUND

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 29/08/2016 - 02/09/2016

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0403&PYR=2559

Mutual Fund Prospectus - PHATRA EQ LINK6M5 : PHATRA EQUITY INDEX LINKED COMPLEX RETURN 6M5 FUND

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 14/11/2016 - 18/11/2016

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0404&PYR=2559