Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) _________ Whereas the first paragraph of Section 104 of the
following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 9/2552 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities dated 13
. (UNOFFICIAL TRANSLATION) 2 (2) In respect to the following cases, it shall be deemed that a derivatives business operator has already obtained an approval from the SEC Office for the appointment of its director
matters for consideration as follows: Agenda Item 1: Consideration for approval:(1) Extension of the maturity date for the bond redemption for another two years; (2) Partial repayment of the bond
the SEC Office a fact causing any of the following suspicious grounds, the SEC Office may not grant approval for the offer for sale of the debt securities: (1) the Thai government agencies filing the
and Offering of Structured Notes. Clause 6 The application for an approval of offer for sale of bonds denominated in foreign currency under this Notification shall not have the following characteristics
attendance For a purpose of considering the renewal of approval for investor contacts, the Contacts and the organizer must keep the following relevant evidence: 5.1 The Contacts – the complete evidence in full
obtain an approval for a public offering of newly issued shares after demonstrating to the SEC Office that it has the qualifications and complies with the following conditions: (1) legally eligible for