royal decree came into force. SEADEX applied for an operating license before 14 August 2018 and that allowed SEADEX to continue its business operation according to the transitional provisions.SEC is in
worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level
. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker
care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for
, especially for clearer comparison between local and foreign products.Under current regulations, foreign CRAs, if approved by the SEC, are allowed to conduct mandatory rating of debt securities offered to the
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
price and: (2) In the case where the bid-offer price is conditional, the securities company shall clearly clarify the conditions to the counterparty , and the securities company shall be allowed to refuse
case where the bid-offer price is conditional, the securities company shall clearly clarify the conditions to the counterparty, and the securities company shall be allowed to refuse to purchase or sell
Mr. Jakchai Sakunekphaisan During 10 – 11 April 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of Patkol Public Company Limited (“PK”) stocks. His activities included