with the amendment to the Securities and Exchange Act. SET member and non-SET member securities firms will be allowed to trade listed securities outside the stock exchange only a case that trading is

sustainable development of Thai capital market through a number of measures and implementations. The CG Thailand website has been developed to provide listed firms and investors with a single point of access to

), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients

Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on

study the information carefully before making investment decisions. The responsible underwriter must hand out the factsheet and the subscription form at sale points while securities firms must conduct the

/?subsection=display_committee&cmtid=6     •  IOSCO Board Member   In addition to playing an active https://www.sec.or.th/EN/Pages/AboutUs/InternationalRelations.aspx

Meeting 2/2019 held in Japan in October 2019. This opportunity reflects once again the confidence of the international regulators in SEC Thailand as the IOSCO APRC host, thanks to our active

held this workshop, where knowledge and experiences would be shared for the purpose of active and swift operation, such knowledge include, collecting and inspecting evidence, procedures regarding

account long-term benefit to the company, providing that ESOP participants must have specified qualifications and be active agent when exercising his or her right to purchase securities under ESOP.  Besides

most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards.  The