(UBS), for taking unlawful gains for himself or others at the expense of UBS?s clients. The complaint also alleged six other persons for aiding and abetting Numkrit?s commission of misconduct, namely (1
of disclosure of information to the SET. Your acknowledgment of these matters would be appreciated. Sincerely, -Ampawee Chompoopongkasem- (Ms. Ampawee Chompoopongkasem) Company Secretary 2 (Enclosure
. Phuthitorn Tamthum acted with acknowledgment or pursuant to a mutual agreement to allocate roles among themselves in trading securities in a manner that misled the public regarding the price or trading volume
, unreasonable, and placed certain creditors in a favourable position, constituting fraudulent misappropriation of assets of EARTH for one’s own interest or third parties’ interests, and obtaining unlawful gains
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
derivatives exchange for the acknowledgment of members or involved persons of the derivatives exchange. Clause 17 Derivatives exchanges shall establish adequate measures to prevent directors, executives, sub
May 2020 with significant resolutions as follows: 1. Acknowledgment of a resignation of Mr. Sontiyan Chuenruetainaidhama from positions of Director ,Vice Chairman of the Board of Directors No.2 and
year. Clause 18 The intermediary shall ensure that the foreign personnel under Clause 16 refrain from undertaking any act which may be unlawful or non-compliance with the relevant rules, and the
particular calendar year. Clause 18 The intermediary shall ensure that the foreign personnel under Clause 16 refrain from undertaking any act which may be unlawful or non-compliance with the relevant rules
ninety days in that particular calendar year. Clause 18 The intermediary shall ensure that the foreign personnel under Clause 16 refrain from undertaking any act that may be unlawful or non-compliance with