Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC

specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number Country of issue of Passport CPA license number Issued by Country Home address City State Postcode Country

. Using the client’s identification card left with her to verify the identity, the password of the authorized person to approve the unit redemption transactions, and the client’s internet banking account

business operator who is a wallet provider to enable identification of the clients who make transactions in the system;             (3)  To prohibit the digital asset business operator from providing

take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii

there were nothing related, (3) showing registered capital as high as 20,000 million baht. In addition, it was found that an executive holds several identification cards under various names and used those

) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties

Futures Co., Ltd. The SEC's finding indicated that he had falsified documents by signing the documents on behalf of the client and made copy of client's identification card to obtain a gift voucher. When

for Identification and Supervision of Domestic Systemically Important Banks (D-SIBs) Bank of Thailand issued Notification of BOT No. SorNorSor.16/2560 regarding Guidelines for Identification and

Public. In this regard, the SEC Office shall consider the application for approval within thirty days from the date on which the SEC Office receives the application together with the complete and accurate