strengthening mechanisms for sustainable investing, such as Thai ESG revised rules. Additionally, the SEC will emphasize digitization, particularly implementing technology to accelerate law enforcement
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The
painting the award is judged under four criteria, including: concept and creativity, design and arts, utility, and presentation.?The booth presentation aims to emphasize the SEC?s role in investor protection
Bangkok, September 12, 2013 ? The SEC is seeking public comment on draft amendments to the disclosure rules on financial statements of foreign bank branches to emphasize on the branches? financial
the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise
institutions have come into spotlight while innovation and technology help entail even more rapid fund flows. As Thai capital market supervisory and development authority, the SEC has played more proactive role
companies? research reports, however, cover only ?in-the-spotlight? large cap listed firms. In addition, investment behaviors among certain investors have shifted to concentrate in high P/E ratio and cash
investors have sufficient information to make informed investment decisions. We also emphasize the responsibilities of boards of directors and executives, who must perform their duties with integrity, due