. Such information includes cash account, purchases and sales transactions in cash, executive remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and
permitted under existing regulations. In addition, asset management companies could offer multiple classes of investment units classified by currency to investors. The revision aims to facilitate more
financial statements. Such information included cash account, purchases and sales transactions in cash, executive remuneration, tax penalty, and accounts receivable previously recorded as stock under
prepare the most recent annual and quarterly financial statements as required under the existing regulations. To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
prepare the most recent annual and quarterly financial statements as required under the existing regulations.? To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
line with the regulations on debt instrument offerings under which REIT bonds could be either offered to the public or privately placed to high net worth and institutional investors. Moreover, REIT bonds
Thai bourse as well as the regulations governing offer of sale of depositary receipts (DRs) on foreign securities. The promulgation of those regulations is under the SEC strategic plan, aiming to expand
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be
, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing