Capital Market Supervisory Board by virtue of Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. The following provision shall be added as Clause 2/1
, Conditions and Procedures for Liquidation of Mutual Funds dated 3 August 2009 shall be repealed. Clause 2. The following provision shall be added as Clause 11/1 of Notification of the Capital Market
warrants, derivatives warrants, depository receipts on Thai securities and unit trusts of real estate investment trust” Clause 2. The following provision shall be added as (4) of Clause 3 of the Notification
Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer
(fiduciary duty) in selecting high-quality assets for investment, in line with the objective of Thailand ESG Fund, which is to support Thailand’s sustainable development,” added SEC Secretary-General
Businesses as well as foreign digital asset business operators because such engagements with unlicensed business operators are not legally protected and may be exposed to the risk of scams,” added Secretary
those applied to person who works in securities business; (3) added clarity on the protection that investors will receive in case of the bankruptcy of the securities depository center as well
disclosure of listed companies and added the One Report webpage at https://www.sec.or.th/onereport, which compiles and publishes educational videos available for viewing anytime, as well as a list of FAQs
debenture crowdfunding,” SEC Assistant Secretary-General added. SEC revised its regulations and drafted notification on crowdfunding by including debentures as one of the securities offered. The
thing from the SEC FinTech Challenge is the advice from related agencies and exchange of ideas in some of regulations that remain obstacles.” Ms. Maneerat Sriphariwathin added “Aside from the award