asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94 in
work related to business operations in the year 2022 within the period specified in the notification of the SEC, that is December 31, 2022. DAB Act S.94 in conjunction with 30 Settlement Committee
assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30
July 14, 2022. However, Zipmex submitted the report to the SEC office on August 8, 2022, later than the period specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement
, Zipmex Asia Pte. Ltd. and Zipmex Pte. Ltd. Accordingly, the disclosure of such information by Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30
submit the financial statements through the One For All Reporting System of the SEC Office within the period specified in the notification which are (1) the financial statements for the six-month periods
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
the report (Form 59-2) to the SEC office on January 27, 2020 which means Mr. Chansak failed to prepare and disclose the report within the period specified in the notification of the Capital Market