reduction applies if the companies have never been subjected to any settlements of criminal offence or legal complaint filed by the SEC for failure to prepare and submit financial statements or reports on

failure to comply with, Section 26 and is liable to criminal sanction under Section 66 of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a term of two to five years and a fine of

Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s

period. The Criminal Court sentenced the accused to pay a total fine of Baht 60,000 and a further fine of Baht 500 each day starting from the next day of prosecution date until the company so complies

reviewed financial statements for Q3/2016 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 80,000 and a further fine of Baht 1,000 for each

financial statements for Q1/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting

. a large number of redemption due to panic or the issuer unable to pay the principal and the interest within the prescribed period. Such practices should be reviewed and tested. (6) Having corrective

. a large number of redemption due to panic or the issuer unable to pay the principal and the interest within the prescribed period. Such practices should be reviewed and tested. believe that the market

corporate governance shall be in any one of the following cases: (1) in the process of complying with the order of the SEC Office or 16 the Stock Exchange in a matter concerning failure to protect

the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 25/08/2022 agreed to comply with civil