. During 1Q21, the Bank has received additional requests for financial assistance but the number of requests so far has been small. For customers requiring financial assistance, the Bank has been assisting

/th/Pages/index.aspx บลจ. เกียรตินาคินภัทร จำกัด 02-305-9800 kkpamonline.kkpfg.com/auth บลจ. เคดับบลิวไอ จำกัด 02-844-0123 www.kwiam.com/th/kwi-savings-plan บลจ. จัสท์ จำกัด 02-207-2100 www.justam.co.th

consultation papers regarding the guidelines in accordance with the SEC Board’s resolution at Meeting No. 1/2022 on 6 January 2022, at the SEC website: https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=777

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

์ของสำน ักงาน ก.ล .ต . (https://www.sec.or.th/TH/Pages/LawandRegulations/AuditorFrom.aspx ) ซึ ่งสรุป การเปลี่ยนแปลงที่มีสาระสำคัญได้ดังนี้ 1. แบบ 61-1 และเอกสารประกอบต่าง ๆ 1.1 ปร ับปร ุงแบบประว ัต ิและ

. https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=776 ผู้เกี่ยวข้องและผู้สนใจสามารถแสดงความคิดเห็นได้ที่เว็บไซต์ หรือทาง e-mail: anons@sec.or.th หรือ ekarit@sec.or.th จนถึงวันที่ 8 กุมภาพันธ์ 2565

indicate an attempt to avoid transactions being detected or reported, or the client requests the securities company not to report certain transactions. Clause 21. Securities company shall establish a proper

concerning reporting of suspicious transactions, which would indicate an attempt to avoid transactions being detected or reported, or the client requests the securities company not to report certain

inquiries on internal policies and procedures concerning reporting of suspicious transactions, which would indicate an attempt to avoid transactions being detected or reported, or the client requests the

requests for the postponement of the consideration and where the arbitrator deems it appropriate to postpone the consideration, such postponement shall not exceed two times. The arbitrator may charge the