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Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and
13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and
Board concerning Rules on Personnel in the Capital Market Business. Clause 24 In cases where an intermediary being a distribution channel of any government bond or bond guaranteed for principal and
. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section
institutional investors on behalf of the intermediary in the category of securities dealing,; (4)5 those persons appointed to provide trading services of government bonds or bonds whose principal and interest are
default on a principal or interest payment of debt securities or default on a loan payment of a commercial bank, finance company, credit foncier company or financial institution established under specific
principal or interest payment of debt securities or default on a loan payment of a commercial bank, finance company, credit foncier company or financial institution established under specific law; (7) the
does not default on a principal or interest payment of the debt securities or default on a loan payment of a commercial bank, finance company, credit foncier or financial institution established under