investment decisions for seeking benefits from derivatives for clients . “ member of fund investment committee ” means a member of a committee which is appointed or assigned by a fund management company to
system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and transparent allocation procedure
collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the
9 (3); (2) have in place a system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and
the past which indicate inappropriateness to serve as capital market personnel or director of derivatives exchange, or derivatives clearing house. Part 2 Committee ______________________ Clause 13. The
the director of the company and member of the Audit Committee To Director and Manager The Stock Exchange of Thailand Reference is made to the resolutions of the Board of Director Meeting No. 3/2019 of
เสี่ยงด้านความมั่นคงปลอดภัยด้าน IT ต่อคณะกรรมการของผู้ประกอบธุรกิจ หรือคณะกรรมการที่เกี่ยวข้องกับการบริหารจัดการและกำกับดูแลการปฏิบัติงานด้าน IT เช่น IT steering committee หรือ IT risk committee เป็นต้น
appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance