community development through public-sector tools and measures. Representatives from the business sector and partner agencies shared practical experience from implementation, along with key lessons learned

Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

Mr. Sarath Teganjanavanich During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public

Miss Malita Limlomwongse During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public

or sale volume of those cryptocurrencies. In this regard, the Market Maker had reported trading activities in its account to Satang for Satnag’s acknowledgement. Satang’s offence was resulted from

of Companies Classified by Type of Companies 2025-03-09 2 Number of Active Professionals Classified by Type of Companies 2025-03-09 3 Number of Personnel perform duties in the capital market business

ZMICO had a substantial increase in brokerage commission fee from both higher market trading volume and soaring market share from 1.88% in 2019 to 2.16% in this quarter. In addition, the strategies to

following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives business

Commission (SEC) Secretary-General Professor Dr. Pornanong Budsaratragoon stated that the SEC has ensured the continuous normal operation of the trading systems of SET, capital market participants, and the