Capital Asset Management Co., Ltd. 6) Xspring Asset Management Co., Ltd. 7) Treasurist Mutual Fund Brokerage Securities Co., Ltd. 8) Avenger Planner Investment Advisory Securities Co., Ltd. 9
rehabilitation petition on 29 January 2024. If the Court issues an order for the rehabilitation of JKN and appoints a rehabilitation planner, the bondholders must submit a request for debt repayment to the
เกณฑ์สำหรับผู้แนะนำการลงทุน (Investment Consultant : IC) และผู้วางแผนการลงทุน (Investment Planner : IP) เพื่อให้สามารถกำหนดความรู้และจัดสรรจำนวนชั่วโมงขั้นต่ำของหลักสูตรที่ต้องอบรมให้เหมาะสม กับ
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
company, asset management company and commercial bank that sells investment units and market professionals such as investor contact, securities analyst, investment advisor and financial planner as well as
investment planner, classified as a new category of regulated capital market personnel.
ตามหลักเกณฑ์ปัจจุบันการกำหนดนิยามผู้ลงทุนสถาบัน (Institutional Investor: II) ยังไม่ครอบคลุมถึงผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล ผู้วางแผนการลงทุน (Investment Planner: IP) และผู้แนะนำการลงทุน
the accuracy or completeness of the information contained in this document or otherwise made available nor as to the reasonableness of any assumption contained herein or therein, and any liability
. Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete, can be able to
derivatives business, both in document or electronic format, are accurate, complete, can be able to efficiently use within appropriate time, including having security system sufficient to prevent an access or