transfer fee in case of transfer to another fund of the same type under the same management within deadline. The waiver would not apply to the brokerage fee.The consultation paper is available at

offered to the public but must be listed on the Stock Exchange of Thailand. For infrastructure trust with exceeding 30% of its investment in infrastructure project under construction, the unit trust will be

sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor

time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client

which is subject to sanctions under Section 296 of the Securities and Exchange Act B.E. 2535 (1992). As they agreed to enter the settlement procedure, the Settlement Committee therefore imposed a fine of

the aforementioned information learnt from her position of TUCC chief finance officer. Yongyuth and Vorapin?s actions were in violation of Section 241 which is subject to sanctions under Section 296 of

will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found.   The issuers covered under the proposed revision are non-listed

disagree with the change.  Accordingly, Bee?s purchases of EIC shares through the SET at the price higher than the tender offer price resulted in a violation of the tender offer rules promulgated under

allowed to offer the service permissible under their licenses on overseas financial instruments. The revision not only aims at increasing the investors? readiness for overseas investment but also enhancing

the Securities and Exchange Act B.E. 2535 (1992) (SEA) and thus liable to penalties under Section 296 of the said Act. As he agreed to enter the settlement procedure, the Settlement Committee imposed a