services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting
Bangkok, 28 March 2018 ? The SEC has announced the decision of the Criminal Fining Committee to impose fines on News Network Corporation Public Company Limited (NEWS) and its Chief Executive Officer
Bangkok, 20 March 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing information disclosure and auditors of securities issuers to be more in line with the
The SEC is holding a public hearing on the amendments of the Regulations RE: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds to reduce obstacles for power
promoting women’s participation in the board role. The seminar was held on 1 March 2023 at Grand Ballroom 2&3, Grand Hyatt Erawan Bangkok. For more details : https://www.sec.or.th/EN/Pages/News_Detail.aspx
Following an assessment of the effectiveness of the current PVD Act and a previous public hearing on a proposed amendment to the PVD Act to support the transition to the mandatory pension scheme
security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional