Commission SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities Companies 20/07/2004 01/02/2005 2. Notification of the Office of the Securities and Exchange
4 ร้อยละของมูลค่าธุรกรรมของลูกค้ารายย่อย https://publish.sec.or.th/nrs/9645p.xlsx securities-ITchecklist.xlsx security) (2) การบริหารจัดการบุคลากร และบุคคลภายนอก (3) การบริหารจัดการทรัพย์สินด้าน IT
-security basis, (2) Implementing an Auction trading method for securities under Trading Alert, Level 2 or higher, and (3) Implementing an Auto Pause on a per-security basis upon an abnormally high volume of
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
technology and big data to enhance the online service in various channels, develop data governance, data structure and data security, and groom human resources and organization culture as well as appoint a
following and inquiring about cybersecurity measures and data security from your service providers, including cooperating with them to ensure that your data and assets are safe.” In addition, the SEC
Computing (8) Digital Inclusion (9) Data Centres (10) Information Security (11) Service Innovation (12) Information Management (13) Green Government (14) Business Process (15) Government Transformation of
) not having a demeanor of unfair act or taking advantage of investors on trading or investing in capital market product , or participating in or supporting such acts performed by other persons. Clause 24
application fee to the SEC Office when the application form and the complete set of supporting evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the Public at the
assistance Approved the renewal of a loan of 100 million baht with Mr.Boonsithi Chokwatana To Managing Director The Stock Exchange of Thailand According to the Board of Director Meeting of Pan Asia Footwear