this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The
enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and
efficiency improvement in concurrent with financial stability enhancement. It is not only a matter of survival but also that of creating a strong foundation and paving the way to be a leader in their
from February 1, 2013.From the report in this matter, the SEC probed into the case and found that {A}, {B}, {C}, and {D}, had used client accounts to trade securities for themselves. They also borrowed
news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
Sale Shares and the offering price of the Company’s newly issue ordinary shares (share swap) (Details of the opinion of the Board of Directors upon this matter are as appeared in the Enclosures 1-3 of
relating to the execution of the agreement in order to execute such transaction as it deems appropriate, and to take arrangements necessary and relating to such matter on behalf of the Company until
. He is therefore considered a person having interest in this matter and is not entitled to cast votes in relevant agenda at the Board of Directors' Meeting. Mr. Chayanin Debhakam, D.B.A., is a director
• เห็นด้วย อยากให้ สนง. กล่าวถึงนวัตกรรมทางด้านการ ท า electronic trading platform และควรกล่าวถึง มาตรฐานการเชื่อมโยงข้อมูล จากส านักหักบัญชี ศูนย์รับฝากหลักทรัพย์และนายทะเบียนหลักทรัพย์อื่นๆ ซึ่งจะช่วยให้
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