feasibility of supporting expenses for human resource development, investor base expansion and IT system development in order to raise the business operating standards which will be beneficial to the
online training channels on the topic "Preparing Playbook for Cybersecurity Incidents" to capital market business operators and open the online training system on May 1, 2020.
) Trading system service providers, i.e., Electronic Trading Platform (ETP), and the newly added securities trading center and derivatives exchange
protection of human rights and in compliance with international codes of ethics, and (4) operating with transparency and having a fair procurement system against frauds and bribery. “SEC gives an
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with
be useful for policy making with regard to exchange rates and financial system in an effective and timely manner.The SEC therefore proposes to revise relevant regulations to require securities
remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system
Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
of costs in development and maintenance of the licensed entity’s own platform.(3) Encouraging on drafting data exchange regulations between licensed entities, as well as developing the system
: (1) 100 million baht for undertaking securities business with the obligation towards clearing and settlement system; (2) 25 million baht for undertaking securities