period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with
this year is emphasizing on applying digital technology to help fund mobilization to grow with sustainability and SME’s access into funding sources. Besides, he also gave the definition of fintech in
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As cybersecurity attacks can take place at any moment, coming from those using loopholes in technology for the attacks, corporate executives
them of clear and specific objectives as well as their rights, namely right to access data, right to rectification, right to restrict data processing, and right to be forgotten. 2. Proper technology must
debt collection in order to maintain our asset quality management efficiency. 3 Regulations on Permission Given to Commercial Banks to Operate Information Technology-Related Services to Support Digital
เทคโนโลยี จำกัด (มหาชน) AJ: A.J. PLAST PUBLIC COMPANY LIMITED AJA: AJ ADVANCE TECHNOLOGY PUBLIC COMPANY LIMITED AKP: AKKHIE PRAKARN PUBLIC COMPANY LIMITED AKR: EKARAT ENGINEERING PUBLIC COMPANY LIMITED ALL
) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and Combating of Terrorist Financing |- Others Executives of securities
(section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and Combating of Terrorist Financing |- Others
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology