violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked
The move follows the Commerce Ministry’s decision today to declare the whole IFEC board of directors consisting of only the three named individuals. On 7 June 2018, the Commerce Ministry’s
business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type
8 เมื่อวันที่ 17 มิถุนายน 2564• Mr. David Florenzo ตำแหน่ง Attorney - Division of Enforcement and Investigations, Public Company Accounting Oversight Board (PCAOB)• Mr. Vikram Ramadas ตำแหน่ง Manager
Bangkok, May 10, 2012 - The SEC Board and the Capital Market Supervisory Board have approved regulations on establishment and management of Real Estate Investment Trust (REITs) to offer a new
Group Plc. ("MGR") of the following offences:1) Jointly falsifyng the copies of MGR?s board meeting minutes to deceive that the board approved MGR to enter into loan guarantee agreement for a 1 ,078
Clause 20(5) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 3/2555 Re: Approval for Personnel of Intermediaries to Perform Duties of Analyzing Investment and Giving
websites was at 84.53, up sharply from 75.39 in 2013. Scores in each and every area showed improvement, particularly in Role of Stakeholders and Board Responsibilities which surged 31% and 25% respectively
the limitation of dividend payment. 10. Opinion of the Company’s Board of Directors Concerning the Transaction The Board of Directors unanimously approved the transaction due to its consideration and