as securities broker, the securities company shall establish methods and procedures for considering an application for account opening and entering into an agreement with a client in writing . There
a securities company as securities broker, the securities company shall establish methods and procedures for considering an application for account opening and entering into an agreement with a client
together with evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group
evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group of securities
acquired assets Conclusion of 4 calculation methods of the transaction size Calculation method Percentage 1. Transaction size based on Net tangible assets value method ((NTA) N/A 2. Transaction size based on
Account can download the Application Form at https://www.sec.or.th/ca, fill in, sign and submit the Form to the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the
and submit the Form to the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public; 2. In case of applying for registration of SEC Account, if the SEC Office
formulas, Production procedures and techniques, Production chart, Tool Standard, Standards of raw materials, Experimental analysis and control, Procedures and methods, Factory layout design, Equipment design